Links Antitrust Arbitration Attorneys Corporate Governance Futures Trading Securities Stock Markets Taxation Accounting Banking Business Communications Elections Environment Investors Labor and Employment Trade U.S. Government All Links

November 21, 2009 BNA® News Firms to See Added Flexibility Under FINRA Rule Changes on Self-Trades Under Financial Industry Regulatory Authority rule changes that will become effective Dec. 14, New York Stock Exchange member firms will gain enhanced flexibility to recommend transactions in their own securities or those of an affiliated entity. Publication date October 26, 2009 Link to Story SEC Issues Proposals to Shed Light on Pools; Expects to Issue Broad Concept Release Soon The Securities and Exchange Commission Oct. 21 voted unanimously to propose rule changes to bring transparency to and enhance regulation over so-called “dark pools of liquidity”--alternative trading systems that do not display quotes to the public. Publication date October 26, 2009 Link to Story Archive

BNA Products All BNA Product Catalog Antitrust & Trade Regulation Daily Antitrust & Trade Regulation Report Banking Report Corporate Accountability & Fraud Daily Corporate Accountability ReportŪ Corporate Counsel Weekly Corporate Governance Library Corporate Law Daily Corporate Practice Series Daily Report for Executives Daily Tax Report E-Commerce Tax Report Federal Contracts Report Homeland Security BriefingŪ International Trade Reporter Privacy Law Watch Privacy & Security Law Report Securities Regulation & Law Report Securities Law Daily U.S. Law WeekŪ

Contact Customer Relations at customercare@bna.com
Contact the Webmaster at webmaster@bna.com
1801 S. Bell Street, Arlington, VA 22202 - Phone: 1-800-372-1033

Copyright © 2009 The Bureau of National Affairs, Inc. All Rights Reserved.
Copyright FAQs     Internet Privacy Policy     License Terms
Disclaimer     Reprint Permissions     BNA Accessibility Statement